The Series 65 exam — the NASAA Investment Advisers Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions and 10 unscored questions. Candidates have 180 minutes to …

The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients.

2024年7月29日 · Designed by the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA), the Series 65 is an exam and securities...

FINRA administers the following NASAA exams. Note: These exams will only be available online for candidates requiring a testing accommodation. » Series 63 » Series 65 » Series 66

Passage of the Series 65 examination (or possession of certain qualifying professional designations) is normally a prerequisite for licensure to conduct business as an investment adviser representative in a state.

2025年1月24日 · The Series 66 exam is the equivalent of taking both the Series 63 and Series 65 exams. If an individual does not already have a Series 7 and wishes to be an IAR, the Series 65 exam is...

The Series 65, Uniform Investment Adviser Law Examination, is for investment adviser representatives. Passing the Series 66, the Uniform Combined State Law Examination, qualifies an individual as if he or she had passed both the Series 63 and Series 65. However, to register as an investment adviser representative based on the Series 66, an ...

2024年2月15日 · What Is the Series 65? The Series 65 is a financial industry exam and licensing requirement designed for individuals who wish to become registered investment advisors in the United States.

Series 65 Exam Prep Classes and Study Materials. Kaplan Financial Education's securities licensing Series 65 prep packages provide all the necessary tools to help you prepare, practice, and perform on the NASAA Series 65 Exam, Uniform Investment Adviser Law Examination. We offer a variety of instruction options and exam prep study tools to best ...

2024年10月25日 · Series 65 test candidates' comprehension of financial concepts and qualifies them to give investment advice and charge a fee for doing so. Most state securities regulators have set the Series...