NFA
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory ...
About NFA | NFA - nfa.futures.org
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and …
NFA History | NFA
The creation of NFA was a historic event—one that gave the futures industry the regulatory framework on which its markets could continue to grow and succeed without the need for a federal transaction tax. Early in its deliberations, the Organizing Committee reached certain important conclusions.
NFA Members | NFA - nfa.futures.org
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category to access regulatory information and resources.
Electronic Filing Systems | NFA
Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
BASIC Case Entry (BASICDE) | NFA
NFA's BASIC Case Entry allows Exchanges, the CFTC and NFA to input regulatory actions into NFA's Background Affiliation Status Information Center (BASIC) system. You are accessing a system containing U.S. CFTC records.
NFA News Center | NFA
View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news. Petitions for Rulemaking Read NFA's petitions for …
BASIC | NFA
National Futures Association ("NFA") maintains a database of futures-related information, including Commodity Futures Trading Commission ("CFTC") registration information, NFA membership information, regulatory actions and information concerning certain types of customer claims for any firm or individual that:
NFA News Center | NFA
NFA issues news releases to announce any significant disciplinary action or other NFA news.
NFA News Center | NFA
In accordance with Section 17 of the Commodity Exchange Act, NFA must submit its proposed rules to the CFTC. View NFA's proposed rule changes filed with the CFTC.