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Federal Jury Convicts Chicago Trader of Engaging in Unauthorized ...
2024年2月8日 · A jury in U.S. District Court in Chicago on Wednesday convicted KEITH WAKEFIELD, 50, of Chicago, on one count of securities fraud and three counts of wire fraud. Each count is punishable by a maximum sentence of 20 years in federal prison.
Chicago trader convicted of fraud in $30 million unauthorized …
2024年2月8日 · Keith Wakefield, of Chicago, was convicted Wednesday on one count of securities fraud and three counts of wire fraud, according to the U.S. Attorney's Office. Each count is...
SEC.gov | Keith A. Wakefield
The Securities and Exchange Commission charged Keith A. Wakefield, a former managing director and head of fixed income trading at IFS Securities, Inc., an Atlanta-based broker-dealer, with causing millions of dollars of losses through unauthorized trading in fixed income securities, and with fraudulently obtaining approximately $820,000 in ...
Bond trader Keith Wakefield convicted of securities, wire fraud
2024年2月9日 · A jury convicted Keith Wakefield, 50, of securities and wire fraud, US prosecutors said in a statement Thursday. Wakefield, who was head of fixed-income trading at IFS Securities, faces a...
IFS Broker Keith Wakefield Convicted Of Securities And Wire Fraud
2024年8月14日 · Former IFS Securities bond trader Keith Wakefield (CRD# 3250539) has been found guilty of securities and wire fraud as a broker at the now-defunct IFS Securities. He was convicted in federal court in the Northern District of Illinois.
Bond trader who blew up Atlanta B-D found guilty in fraud case
2024年2月8日 · Keith Wakefield, the former head of municipal bond trading at the defunct IFS Securities Inc., was found guilty of securities and wire fraud Wednesday, according to a report from Law360, an...
Bond Trader Convicted for Wrong-Way Bets That Collapsed Firm
2024年2月8日 · A jury convicted Keith Wakefield, 50, of securities and wire fraud, US prosecutors said in a statement Thursday. Wakefield, who was head of fixed-income trading at IFS Securities, faces a maximum...
Chicago Trader Convicted of Securities and Wire Fraud, Faces
2024年2月9日 · Chicago trader Keith Wakefield was found guilty of securities and wire fraud, facing up to 80 years in prison for causing $30 million in losses through fraudulent trading.
Bond Trader Convicted for Wrong-Way Bets That Collapsed Firm (1)
2024年2月8日 · A jury convicted Keith Wakefield, 50, of securities and wire fraud, US prosecutors said in a statement Thursday. Wakefield, who was head of fixed-income trading at IFS Securities, faces a maximum sentence of 20 years in prison.
FINRA orders Chicago trader to pay $57 million in fictitious trading …
2022年8月30日 · A FINRA arbitration panel issued its decision against Keith Wakefield, who was with IFS Securities in Atlanta from 2011 to 2019 and became the company’s managing director and head of fixed income trading.