NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory ...
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and …
The creation of NFA was a historic event—one that gave the futures industry the regulatory framework on which its markets could continue to grow and succeed without the need for a federal transaction tax. Early in its deliberations, the Organizing Committee reached certain important conclusions.
NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category to access regulatory information and resources.
NFA's directories and registries provide information about NFA Members and CFTC registrants, including, among other details, registration and membership status, NFA ID, exemption notice filings, and city, state, province (if applicable) and country.
National Futures Association ("NFA") maintains a database of futures-related information, including Commodity Futures Trading Commission ("CFTC") registration information, NFA membership information, regulatory actions and information concerning certain types of customer claims for any firm or individual that:
NFA Arbitration Decisions. An NFA Arbitration claim is a futures or forex related dispute involving a customer and an NFA Member (or employee) or Associate. It is not a regulatory action. NFA only discloses information concerning arbitration cases that …
BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a …