at typical 12b-1 fund growth rates for a fund to be able to achieve sufficient scale economies to offset 12b-1 fees. Finally, there is no evidence that funds with 12b-1 plans have lower deposit …

Ex.(28)(m)(1) AMENDED AND RESTATED RULE 12b-1 PLAN . State Street Institutional Investment Trust . 1. The Trust.The State Street Institutional Investment Trust (the “Trust”) is …

The Questionnaire for Self-Reporting Advisers and Attachment linked to the Announcement require the adviser to provide specific data concerning the 12b-1 fees the investment adviser …

SMEAD FUNDS TRUST (the “Trust”) Rule 12b-1 Plan. The Plan (“Plan”) described below is adopted pursuant to the provisions of Rule 12b-1 (“Rule 12b-1”) under the Investment …

NOW, THEREFORE, the Trust on behalf of the Funds hereby amends and adopts this Plan in accordance with Rule 12b-1 under the 1940 Act. 1. This Plan is adopted so as to allow the …

Rule 12b-1 prohibits mutual funds from engaging, directly or indirectly, in the financing of any activity which is primarily intended to result in the sale of fund shares except pursuant to a 12b …

” means the improperly disclosed 12b-1 Fees and/or Markups paid calculated in accordance with the Plan of Allocation. 23. “ Relevant Period ” is defined as follows: (a) For claims relating to …

Exhibit 28(m)(4) CLASS T PLAN OF DISTRIBUTION PURSUANT TO RULE 12b-1. OF . GABELLI ESG FUND, INC. WHEREAS, GABELLI ESG FUND, INC., a Maryland Corporation …

A "Self-Reporting Adviser" is an adviser that received 12b-1 fees in connection with recommending, purchasing, or holding 12b-1 fee paying share classes for its advisory clients …

2017年2月28日 · The following Distribution (12b-1) and Services Plan (the “Plan”) has been adopted pursuant to Rule 12b-1 (the “Rule”) under the Investment Company Act of 1940, as …