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大摩就前员工窃取客户资金与美国SEC达成和解,被罚款1500万美元
美国证券交易委员会(SEC)当地时间周一表示,摩根士丹利将支付1500万美元,就旗下经纪交易子公司美邦(Smith Barney)未能阻止四名前雇员从客户资金中窃取数百万美元的指控达成和解。
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