and other standards relating to the preparation of audit reports for issuers; (3) conduct inspections of accounting firms; (4) conduct investigations and disciplinary proceedings, and impose ...

In 2002, Congress passed the Sarbanes-Oxley (SOX) Act to prevent corporate ... and 2) management and auditors implement internal controls and procedures for reporting (section 404).

Last month, the SEC settled charges against Celsius Holdings, Inc. for allegedly improper accounting when it modified equity compensation awards ...

She brings over 20 years’ financial experience to Velocity, including as a Senior Audit Manager at KPMG and first VP of SOX at PennyMac, where she established a Sarbanes-Oxley program for two ...