Like Schedule 13G, Schedule 13D is designed for investors who acquire more than 5% of a company’s stock. However, investors who aim to actively influence the company’s management or policies ...

Schedule 13G is an official form that federal regulators may require investors to file when they purchase a significant amount of a company’s stock but have no intention of influencing or ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

The C&DI clarify under which circumstances a shareholder’s engagement with an issuer’s management would disqualify the shareholder from making reports on Schedule 13G. Generally, an investor ...

The updated C&DI 103.11 clarifies that a shareholder’s inability to rely on the HSR Act exemption alone does not preclude them from filing on Schedule 13G instead of Schedule 13D. The ...